How Protocol Wealth uses artificial intelligence and machine learning technologies
Protocol Wealth is committed to transparency regarding our use of artificial intelligence (AI) and machine learning technologies. This disclosure explains how we use AI, its limitations, and our human oversight processes in accordance with SEC guidance.
Protocol Wealth employs AI and machine learning technologies to enhance our research capabilities and provide better insights to our clients. Our AI systems are used for:
AI tools help us analyze large volumes of market data, financial news, and economic indicators to identify trends and patterns. This includes processing real-time market movements, analyzing top gainers and losers, and synthesizing information from multiple data sources.
We use AI to aggregate financial news from multiple sources, identify relevant articles, and generate summaries to help our team stay informed about market developments.
AI assists in processing complex financial data sets, identifying correlations, and recognizing patterns that may not be immediately apparent through traditional analysis methods.
While AI assists our research and analysis processes, all investment decisions are made by qualified human advisors. AI-generated insights are:
Data Quality: AI systems are only as good as the data they process. AI-generated insights may be affected by data errors, omissions, or biases.
Historical Patterns: AI models rely on historical data. Past performance does not guarantee future results.
Context Understanding: AI may not fully understand nuanced market contexts or qualitative factors that experienced advisors consider.
Protocol Wealth maintains robust human oversight of all AI systems:
We do not use client personal information or account data to train AI models. Client data remains confidential and is protected in accordance with our privacy policy and regulatory requirements.
AI systems only process aggregated, anonymized market data and publicly available information. Any client-specific analysis is conducted by human advisors with appropriate safeguards.
Our AI systems utilize data from various sources, including market data providers, financial news aggregators, economic data from government agencies, and company filings. We use large language models (LLMs) from reputable providers including OpenAI (GPT models) and Anthropic (Claude models) for natural language processing and analysis tasks.
If you have questions about how we use AI or concerns about AI-assisted analysis, please contact us at info@protocolwealth.io